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    Safety, alignment & interpretability· 2016

    Equality of Opportunity in Supervised Learning

    Moritz Hardt (first author) · 2016

    Read the original

    arXiv 1610.02413OpenAlex W2530395818

    Match true positive rates.

    On the reading lists

    Why it matters

    Introduced equal opportunity and equalized odds, foundational criteria for fair classification.

    Condensed from the expert lists' notes.

    Inside the paper

    The problem
    Predictions used for decisions such as lending can treat protected groups differently, while simply withholding a protected attribute does not prevent other features from encoding it.
    The idea
    The authors define fairness criteria in terms of prediction errors conditional on the actual outcome, and show how an existing predictor can be adjusted to satisfy them.
    How it works
    • For equalized odds, compare positive prediction rates across protected groups separately for people with each actual outcome.
    • Equal opportunity relaxes this requirement to the group with the favorable actual outcome, matching true positive rates across groups.
    • Use group-specific, possibly randomized post-processing of an existing predictor to satisfy the selected constraint while minimizing a chosen prediction loss.
    • For scores, examine group receiver operating characteristic curves to find feasible thresholds or mixtures of thresholds that meet the constraint.
    What it showed
    The paper gives theoretical results for these adjustments and illustrates tradeoffs using a credit-score case study. It also shows that statistics of predictions, outcomes and group membership alone cannot distinguish every underlying source of unfairness.
    Read it for
    Read Section 2 for the definitions and Figure 1 with Section 4 for the adjustment. Section 7 shows the credit example; the proofs and Section 5’s optimality bounds can wait until the setup is familiar.

    Written in our own words from the paper itself. A draft the editors have not yet reviewed.

    Reading it

    Difficulty: Intermediate

    Read this first: classification and ROC curves.

    The record

    First released
    2016 (from arXiv 1610.02413)
    Citations
    5,656 citations, as counted by Semantic Scholar logoSemantic Scholar (non-commercial licence)
    Named by
    both expert lists
    Score
    0.635 · computed rank 121 · consensus 0.84, must-read 1, citations percentile 0.809 (2010s · safety), awards 0, existing lists 0. Method

    Editor's notes

    • Readability check: pass: A clear, lasting fairness definition. (AI draft (Claude), not yet reviewed, 2026-10-29)

    Data sources

    Catalogue data from OpenAlex (CC0), Crossref (CC0 metadata; no abstracts are shown), arXiv, and Papers With Code (CC BY-SA 4.0), and Semantic Scholar logoSemantic Scholar (used under its non-commercial API licence). Each count names its source. See the method.