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    Safety, alignment & interpretability· 2016

    Concrete Problems in AI Safety

    Dario Amodei (first author) · 2016

    Read the original

    arXiv 1606.06565OpenAlex W2462906003

    Goals can disturb surroundings.

    On the reading lists

    Why it matters

    Defined five practical safety problems that shaped modern technical alignment research.

    Condensed from the expert lists' notes.

    Inside the paper

    The problem
    An autonomous system can cause an accident while pursuing the objective its designers gave it, particularly when that objective leaves important details unspecified.
    The idea
    This paper turns a broad concern about accidents into a set of technical questions, using a cleaning robot to make each failure mode concrete and suggesting research directions.
    How it works
    • For side effects, ask how an agent can avoid unnecessary disruption without receiving a separate penalty for every possible kind of damage.
    • For reward hacking, examine how an agent might exploit the measurement of a goal instead of achieving what its designer intended.
    • For scalable oversight, consider how to learn appropriate behavior when human evaluation is useful but too expensive to provide constantly.
    • For safe exploration and distributional shift, study how to limit harmful experiments and recognize situations unlike those encountered during training.
    What it showed
    The paper offers problem formulations, examples, links to prior work and candidate approaches across these areas. It is a research agenda rather than an experimental demonstration that the proposed approaches solve the problems.
    Read it for
    Read Section 2 for the robot examples, then choose among Sections 3–7 according to the failure mode that interests you. The related-work survey in Section 8 can be saved for a later pass.

    Written in our own words from the paper itself. A draft the editors have not yet reviewed.

    Reading it

    Difficulty: Introductory

    Read this first: reinforcement learning basics (Q-learning, policy gradients).

    The record

    First released
    2016 (from arXiv 1606.06565)
    Citations
    3,568 citations, as counted by Papers With Code (CC BY-SA 4.0)
    Named by
    both expert lists
    Score
    0.637 · computed rank 119 · consensus 0.96, must-read 1, citations percentile 0.713 (2010s · safety), awards 0, existing lists 0. Method

    Editor's notes

    • Readability check: pass: Accessible map of practical safety problems. (AI draft (Claude), not yet reviewed, 2026-10-29)

    Data sources

    Catalogue data from OpenAlex (CC0), Crossref (CC0 metadata; no abstracts are shown), arXiv, and Papers With Code (CC BY-SA 4.0). Each count names its source. See the method.